Wells Fargo Advisors (CEF) Middle Office Services Group (MOSG) oversees internal control policies, monetary risks and the authorization of account-related transactions, such as verification and approval of transfers (verification and authorization of transfers, various approvals for asset exchange storage such as automated clearing house/ACHs, log transmission, etc.), letters of authorization, authorizations to update PO boxing accounts and updates to address accounts. Middle Office Services currently handles transactions in the Private Client Group (PCG), Wealth Brokerage Services (WBS), Wells Fargo Advisors Financial Network, LLC (FiNet), Wells Trade (WT) and Wells Fargo Advisor Solutions (WFAS). The Middle Office Services Group`s main customers are members of the distribution field. Requests for services and phone calls come directly from financial advisors and clients. In addition, MOSG team members turn directly to customers to perform wire and po-box recall checks, in addition to other incoming RACN calls and other types of security services required by queues. The CEF Regional Manager 1, also known as qualified rector, helps channels continuously monitor compliance with applicable internal guidelines, laws and regulations. The Middle Office Services Group supports business lines that help clients who communicate both orally and in writing in Spanish. Please note that the Middle Office Services Group is open from 08:00 to 18:00 CST in St. Louis, MO. The selected candidate may be asked to endure overtime outside of normal business hours, as required by volume. It can be Saturday. MO-Saint Louis: 1 N Jefferson Ave – Saint Louis, MO 1 years of experience in the financial services industry6 months of experience in branch compliance, sales monitoring or a combination of the two successful 7 Series to qualify for immediate registration (recognized equivalents finra) SkillsCapacity to navigate multiple computer systems, applications and use of search tools to find informationCapacity to prioritize work, meet deadlines, achieve goals and work under pressure In a dynamic and complex environmentAbility to identify and assess problems, then make informed decisionsKnow or understanding of risk management, simply download the corresponding form or application, print it out and send it through the fax number or fax address.
Help us build a better Wells Fargo. It all starts with exceptional talent. It all starts with you.